Best Compliance Software for Mid Size Business - Page 62

With decades of expertise and numerous deployments across various areas of risk management, our platform caters to organizations at any stage of their risk management journey. Whether your team is seeking to consolidate visibility in an advanced Risk Management function or is just beginning to explore a specific risk area, our solution fosters efficiency and collaboration among all stakeholders. Archer provides a unified understanding of risk, simplifying cooperative efforts in its management. By employing consistent taxonomies, policies, and metrics for all risk data, we enhance visibility for all users, boost collaboration, and streamline processes. Delve into our all-encompassing strategy for integrated risk management by scheduling a demo of Archer. Experience the user interface firsthand and learn how our features, dashboards, and capabilities can effectively tackle your organization’s distinct risk and compliance challenges, regardless of whether you choose our on-premises solution or SaaS model. Additionally, our commitment to innovation ensures that we continuously adapt and improve our offerings to meet the evolving needs of your organization.

OnBlick is a SaaS application that streamlines HR and Immigration processes to ensure Organizational Compliance. OnBlick has many features that enhance the organization's productivity, such as electronic I-9, H-1B case management and SOC predictor.

Our cutting-edge compliance software caters to a wide range of organizations, from large compliance firms to smaller RIA compliance teams. The SmartRIA platform is specifically tailored to meet the diverse needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth managers, and the personnel that support them. SmartRIA empowers firms like yours to flourish in a competitive landscape. Are you looking for a solution that can efficiently manage hundreds of professionals while scaling alongside your needs? SmartRIA stands out as the most adaptable RIA compliance management platform available in the market. You can trust that your cyber-defense protocols and procedures will safeguard the sensitive client information entrusted to your firm through meticulous professional evaluation and documentation. Leverage SmartRIA to establish robust documentation practices and foster a compliance-oriented culture, ensuring that your operational processes are as efficient and transparent as possible. With the SmartRIA platform, you will join over 2,400 firms that are already benefiting from this effective RIA compliance management tool, making it a trusted choice for the industry. This platform not only simplifies compliance management but also enhances overall operational effectiveness for its users.

eHorizon eBoard offers a user-friendly online board portal that facilitates the creation and sharing of board packs, enhances communication among board members, and centralizes access to important documents. This versatile platform allows for private commenting on documents, selective chatting with chosen members, and effective tracking of company objectives, among other features. With eHorizon eBoard, directors can seamlessly participate in board meetings using the integrated video conferencing system, perform real-time evaluations for boards and committees, monitor compliance across various levels of the organization, and cast votes or complete surveys electronically. Users can also share annotations from anywhere at any time, keep tabs on the progress of company projects, instantly access board packs, exchange private insights with fellow members beyond formal meetings, and search for board-related information stored digitally in one secure location. This comprehensive tool not only streamlines board activities but also fosters enhanced collaboration and efficiency for all organizational leaders.

Effortlessly pinpoint possible security threats and weaknesses within your complete IBM i network by leveraging the dashboard interface and expanding the specifics as needed. TGCentral provides you with both comprehensive overviews and in-depth insights according to your preferences. Say goodbye to the tedious task of logging into each system throughout the network to monitor user activities and regulate access permissions. Streamline your management processes and save precious time with TGCentral. The cutting-edge web-based console of TGCentral is ready for you to explore. Discover the simplicity and efficiency of securing and auditing your IBM i network with ease. Experience a new level of control and confidence in your network management today.

Manual processes and outdated technology are risky and expensive. Evolve your AML compliance and fight financial crime with simple, efficient, cost-effective automation. Jade ThirdEye is a secure SaaS solution that’s purpose-built to automate transaction monitoring, customer screening, case management, and AML reporting, to help you comply with confidence. Key components of your AML programme are automated with simple workflows and customisation options to suit organisations of any size.

Introducing a user-friendly compliance management platform designed to simplify your operations. By transitioning to a digital solution, you can automate various manual tasks, controls, and processes. This all-in-one platform provides a unified process and a comprehensive overview of your compliance status. You can complete a business risk assessment in just 60 minutes and receive an in-depth report, complete with heat maps and valuable insights for policy controls. Staff collaboration is enhanced, ensuring that updates are promptly accessible to all employees, regardless of their location. Additional features include seamless updates and a cost-effective client verification and screening solution that integrates smoothly into your onboarding processes. This approach not only saves time but also enhances efficiency. Understanding the ML/FT risks associated with your clients is crucial; without this knowledge, identifying unusual or expected account activities becomes challenging. Aligning your policy requirements with business practices is essential, and we incorporate over 40 best practice rules to facilitate this. Our effective monitoring system ensures that priority tasks are assigned to responsible individuals and adequately overseen by an AMLCO, promoting accountability within your organization. This platform truly revolutionizes the way compliance is managed in businesses today.

AMLcheck is a comprehensive software solution designed to combat money laundering and counteract terrorist financing. This single AML tool empowers organizations to effectively prevent, identify, and investigate any suspicious activities they may encounter. By utilizing AMLcheck, businesses can conduct essential functions such as identifying individuals or assets during the onboarding phase, carrying out the necessary Know Your Customer (KYC) processes to create customer profiles or scores based on available data, and analyzing transactions through various control scenarios to uncover any unusual behaviors. In collaboration with Dow Jones Risk & Compliance, a recognized authority in data intelligence for issues related to money laundering, corruption, and economic sanctions, we ensure that our software is equipped with the most reliable information. This partnership enhances AMLcheck's capabilities, providing users with the tools they need to maintain compliance and mitigate risks effectively.

ComplianceChimp serves as a comprehensive safety compliance management platform designed to assist organizations in achieving and upholding OSHA standards. Its features encompass essential activities such as safety training, self-inspections, injury reporting, worksite logging, and meticulous record-keeping related to workers and their environments. Despite the significant financial repercussions of non-compliance, many employers struggle to identify the starting and ending points of compliance efforts. ComplianceChimp consolidates the myriad of scattered requirements into one centralized system, enabling organizations to perform tasks consistently and securely archive them indefinitely. Below, you will find a detailed overview of the Safety Compliance Model and a complete list of our features. By offering both general and targeted safety training to each employee, the platform aims to significantly reduce the likelihood of work-related injuries, illnesses, or fatalities. Additionally, training records are meticulously tracked for each individual and renewed at regular intervals, ensuring that safety practices remain a top priority. Furthermore, a safe workplace is maintained by conducting thorough self-inspections to identify and eliminate serious hazards effectively.

Compliance Watcher is a provider of software services dedicated to managing compliance related to legal and internal business standards. The team boasts extensive expertise in navigating compliance with applicable laws across various industries in India, equipped with a diverse skill set that supports technical development for IT business solutions. As a leading name in compliance management software, our solution is also called Compliance Watcher. We are committed to continuously monitoring and updating our regulatory compliance software and data to adapt to the ever-evolving compliance landscape, ensuring our clients remain informed about regulatory demands that are becoming increasingly complex. Our services are designed to help safeguard our clients against severe penalties, reputational damage, and operational limitations. With Compliance Watcher's comprehensive, web-based, on-premise, and customizable compliance solutions, businesses can protect themselves effectively while adapting to the dynamic regulatory environment. In a world where compliance requirements are constantly shifting, we strive to offer peace of mind to our clients.

DataGrail is an industry leader in data privacy management. A few of our recognitions include: → Recognized in the Gartner Hype Cycle for Privacy, 2022-2025, plus Gartner Market Guide for Subject Rights Requests 2021 and Gartner Cool Vendor in 2020 → Named Leader in IDC ProductScape: Worldwide Data Privacy Compliance Software, 2023-2025 → Named one of the World’s Most Innovative Companies by Fast Company in 2024 → Achieved Top Remote Startup and Top SF StartUp in Built In’s 2025 Best Places to Work

The PRC Enterprise Risk Register is an online software tool designed to help users monitor risks across various project, program, and portfolio levels. It provides instant access to audit logs for any changes or updates made to risks, making it easier to manage audits, claims, and information flow. One of the key advantages of the PRC Enterprise Risk Register is its user-friendly interface, which allows for effortless navigation at both project and portfolio tiers while still maintaining comprehensive functionality and data integrity. Additionally, this software enables the mapping of data across different project levels, allowing for aggregation and reporting at the portfolio level, regardless of the consistency in work, risk, and organizational structures. Furthermore, the PRC Enterprise Cost Risk Analysis complements this by offering a customizable web platform focused on simulating cost estimates and identifying cost contingencies, cost drivers, and areas of risk concern, thus enhancing overall project management capabilities. With these tools, organizations can better strategize and mitigate potential risks effectively.

Commvault Cloud serves as an all-encompassing cyber resilience solution aimed at safeguarding, managing, and restoring data across various IT settings, which include on-premises systems, cloud infrastructures, and SaaS platforms. Utilizing the power of Metallic AI, it boasts cutting-edge functionalities such as AI-enhanced threat detection, automated compliance mechanisms, and accelerated recovery options like Cleanroom Recovery and Cloudburst Recovery. The platform guarantees ongoing data protection through proactive risk assessments, threat identification, and cyber deception tactics, all while enabling smooth recovery and business continuity through infrastructure-as-code automation. By providing a streamlined management interface, Commvault Cloud allows organizations to protect their vital data assets, ensure regulatory compliance, and quickly address cyber threats, which ultimately helps in reducing downtime and minimizing operational interruptions. Additionally, the platform's robust features make it an essential tool for businesses aiming to enhance their overall data security posture in an ever-evolving digital landscape.

OneAdvanced Risk Management is an intelligent governance solution built to transform how organisations manage risk. It combines powerful risk tools with AI-driven support to reduce complexity and improve clarity. The platform centralises all risk information, providing real-time visibility and actionable insights. Risk Assist automates risk statement creation and suggests mitigation controls aligned with best-practice frameworks. This standardisation improves consistency and reduces errors across risk registers. Automated workflows remove repetitive administrative tasks from risk teams. Transparent reporting strengthens collaboration and shared ownership of risk. Secure storage ensures sensitive data is protected and accessible to authorised users. The solution supports organisations across multiple sectors with flexible configuration options. OneAdvanced Risk Management empowers teams to make confident, data-driven decisions while strengthening governance.

An intuitive digital platform combined with automation empowers employers to identify, handle, and reduce hiring risks effectively. With our rapid processing, you can swiftly select the right candidates. Our screening procedures are completed within hours instead of days, ensuring accuracy and precision in the information provided. Supported by Evidence-Based Practice (EBP) and data insights, our API facilitates seamless integration of background checks into your existing systems, enhancing user experience. Complete is designed to offer an exceptional experience for both candidates and recruiters. Our solutions leverage Artificial Intelligence (AI) for insightful analysis and to detect potential fraud, allowing us to address inconsistencies and warning signs proactively. Employment screening serves as the cornerstone for establishing a resilient business model. It not only verifies the identity and qualifications of those granted access to your sensitive resources but also mitigates the risk of internal threats that could jeopardize your organization. Ultimately, a strong screening process fosters a safer and more trustworthy work environment.

Nasdaq Verafin provides cutting-edge solutions to combat financial crime through advanced AI and consortium-powered analytics. Its comprehensive fraud detection tools address payment fraud, check fraud, wire fraud, and money laundering risks across a broad range of financial transactions. By pooling data from thousands of institutions, Verafin’s platform performs real-time analysis on billions of transactions, enhancing detection accuracy and investigator efficiency. The firm’s innovative consortium model allows customers to benefit from shared insights, which has led to significant fraud prevention results for leading financial institutions. Nasdaq Verafin also offers extensive educational content, including webinars, eBooks, and reports, helping clients stay ahead of emerging threats in the financial sector. Industry experts recognize Verafin for its typology-centric fraud detection and customized enterprise fraud solutions. Its technology continuously adapts to new challenges like application fraud, cyber fraud, and mule detection. Overall, Nasdaq Verafin is a comprehensive partner for financial institutions aiming to mitigate risks and ensure compliance.

SPOL was created by educators for educators. Our mission is transform higher education institutions through actionable insights that can shape the future of your school. SPOL's intuitive Framework fosters collaboration between planning, accreditation and assessment, program review and credentialing. It also facilitates high-level analyses and data-informed decisions at all levels of the institution. Your school can drive continuous improvement and optimize institutional effectiveness by having real-time insights available. With SPOL, everything is possible. Contact us today to schedule a demo and learn more about SPOL's ability to help your school achieve institutional success. Diamond's Planning can help institutions create and implement a sustainable Strategic Planning Process that reflects your institution's complexity and unique mission. With built-in features for documenting improvement and resource requests.

RealDPG empowers users to effectively manage and document a variety of data breaches that may occur. Its integrated Data Breach Management Module facilitates the logging and documentation of critical facts, evidence, and analytics. This comprehensive "data breach register" forms a robust events database that serves many stakeholders, including the legal department and the Data Protection Officer. Utilizing this module ensures accountability to both regulatory authorities and other concerned parties. Moreover, RealDPG provides a structured approach for addressing Data Subject rights requests. You can meticulously document every aspect, from the initial request and its assessment to the final response given to the data subject. All assessments, documentation, and communications can be securely stored in this module, reinforcing accountability to supervising authorities and enhancing transparency for all stakeholders involved. Through such features, RealDPG significantly contributes to the overall efficiency of data breach management processes.

Monte Carlo simulations simplify decision-making across various areas such as product launches, corporate strategy, project management, portfolio oversight, and risk assessment. These simulations uncover the probability of different outcomes and highlight the key areas to focus on in order to enhance the chances of success. With features like integrated estimators, time series analysis, automated forecasting, and visual correlation tools, using MC FLO for simulations becomes a straightforward process. Moreover, MC FLO seamlessly integrates with Microsoft Excel for Windows, allowing compatibility with your current Excel files. Our dedication lies in providing a user-friendly experience, facilitating quick model development, and ensuring complete transparency throughout the process. This combination of features makes MC FLO an invaluable tool for any professional aiming to leverage data-driven insights in their decision-making.

GovEVA is a SaaS leader dedicated to empowering organisations seeking sustainable growth by leveraging automation and effective strategy. Our innovative product provides a comprehensive solution for companies to implement Environmental, Social, and Governance practices across their organization. Our unique approach is known as "OUR 7 Step Approach" and ensures a successful integration of ESG. Let's look at the steps. 1. Materiality Assessment 2. Current State Baseline 3. Measurement and Real-Timeline Tracking of Quantitative ESG parameters. 4. Gap Analysis 5. Strategic Roadmap for ESG Enhancement 6. Actions & KPIs 7. Reporting

A-SCEND, developed by A-LIGN, is an innovative compliance management platform created by industry specialists, drawing inspiration from client feedback, and tailored to address both current and future demands throughout the audit process. This platform revolutionizes the audit and compliance experience, enabling organizations to shift their focus towards business transformation. By simplifying the audit process, A-SCEND establishes a strategic compliance framework that significantly reduces the costs associated with conducting multiple audits, while also decreasing the operational burdens caused by lost productivity. It transforms audits from mere tactical tasks into a more strategic compliance initiative by centralizing the collection of evidence and standardizing requests, facilitating the consolidation of audits into a single comprehensive annual review. Moreover, A-SCEND lowers the barriers to compliance, empowering users to perform audits from any location at any time, even if they lack prior audit experience, which enhances the overall accessibility and efficiency of compliance management. Ultimately, A-SCEND not only improves the audit lifecycle but also fosters a culture of continuous compliance within organizations.

PAYROLL NOW, developed by Integrity Data, is an all-in-one payroll application seamlessly integrated into Microsoft Dynamics© 365 Business Central, offering comprehensive features and enhanced efficiencies typical of a payroll solution and even beyond. Integrity Data’s GP Payroll and HR offerings encompass everything necessary to maintain compliance with legal standards while efficiently managing payroll processes in Dynamics GP, all for a single, economical monthly subscription. You can oversee an unlimited variety of leave benefits and sick time, streamline intricate payroll posting needs as well as corrections and adjustments, and automatically distribute direct deposit and W-2 statements via email. Additionally, the system allows for hypothetical payroll calculations and more, ensuring that every aspect of payroll management is covered. From handling year-end ACA reporting requirements for the IRS to continuously managing penalty risks with eligibility tracking, you can feel assured that we are here to support you every step of the way in your payroll journey. With such comprehensive solutions in place, businesses can focus more on growth and less on compliance worries.

To initiate a reconciliation, one should start by examining the closing balance of the General Ledger in comparison to the sub-ledger or other pertinent documents, which may include bank statements or third-party records. Any discrepancies identified between these sources must be thoroughly investigated, measured, and resolved whenever feasible by making the necessary adjusting entries in either the general ledger or sub-ledger. It is also essential to document any anomalies as reconciling items to maintain transparency throughout the process. Ultimately, the balances should align perfectly and be substantiated with all accompanying documentation linked to the reconciliation. The review process is crucial for confirming the completeness of the reconciliation, and incorporating an additional approval layer can enhance confidence in its accuracy. Moreover, establishing a robust framework along with a standardized process can significantly streamline and enhance the efficiency of the reconciliation process at the end of each month. This not only fosters consistency but also aids in identifying potential issues much earlier in the cycle.

IBSFINtech, a global enterprise TreasuryTech company, provides end-to-end digitisation & automated solutions for corporates Cash & Liquidity, Treasury, Risk, Trade Finance(TRTFM®,) & Supply Chain Finance functions. Our product portfolio includes Onprem solutions, SaaSTM - InTReaX™ and Supply Chain solution VNDZY®. Our clientele spans many verticals and geographies. They include Vedanta Group. Mahindra. Sai Life Sciences Ltd., Bluestar Ltd., Polycab Ltd., Future Group. We were also awarded the prestigious "The Corporate Treasurer-House Awards", which recognizes IBSFINtech for being the best software provider in the APAC region.

The Innovaccer Health Cloud will accelerate your transformation. You can unify patient data, create comprehensive financial and clinical insights, and innovate faster. We help providers integrate disparate patient information to provide actionable insights at point of care, collaborate across care teams and achieve better outcomes. We facilitate connectivity and collaboration among payers, providers, members, and members to manage risk and compliance as well as rising member expectations. We assist medtech and biopharma companies to build digital solutions at the intersection of healthcare and better use real-world data throughout the value chain. Transform from silos to an open platform that unifies healthcare data into one longitudinal patient record that allows for whole-person care.